Financial Services Regulatory Senior Counsel
Posted on: 30 Aug 2021
McLean, VA
Job Description
Responsibilities Include:
Providing expert advice on applicable safety and soundness laws, including the Bank Holding Company Act, the National Bank Act, and the Dodd-Frank Act governing the company’s businesses and operations, with emphasis on safety and soundness provisions applicable to banks and bank holding companies
Analyzing and interpreting proposed safety and soundness laws and regulations impacting business units and assisting in devising compliance methods that meet business goals and objectives
Engaging and managing outside counsel
Reviewing new products and services and analyzing compliance with applicable safety and soundness laws, including permissibility
Coordinating with colleagues in the Legal Department and Policy Affairs Group to analyze legislation and proposed regulations and to develop and advance advocacy strategies
Engaging with industry trade associations to ensure Capital One’s priorities are reflected in trade association efforts
Basic Qualifications:
Juris Doctor from an accredited law school
Active member in good standing of at least one state bar
At least 5 years of federal financial services legal counsel experience in a law firm, the Federal Reserve, the Office of the Comptroller of the Currency (OCC), or in-house corporate environment
Preferred Qualifications:
At least 6 years of federal financial services legal counsel experience in a law firm, the Federal Reserve, the Office of the Comptroller of the Currency (OCC), or in-house environment
Ability to work in a fast-paced environment with minimal supervision
Ability to manage a large volume of work, including complex legal issues that may arise suddenly
Understanding of balance sheet/regulatory reporting
Capital One
McLean, VA
Capital One Financial Corporation operates as the bank holding company for the Capital One Bank (USA), National Association; and Capital One, National Association, which provides various financial products and services in the United States, the United Kingdom, and Canada. It operates through three segments: Credit Card, Consumer Banking, and Commercial Banking.
The company offers non-interest-bearing and interest-bearing deposits, such as checking accounts, money market deposit accounts, negotiable order of withdrawals, savings deposits, and time deposits. It also provides credit card loans; auto, home, and retail banking loans; and commercial and multifamily real estate, commercial and industrial, and small-ticket commercial real estate loans. In addition, the company offers credit and debit card products; online direct banking services; and treasury management and depository services.
It serves consumers, small businesses, and commercial clients through the Internet and mobile banking, as well as through Cafés, ATMs, and branches located in New York, Louisiana, Texas, Maryland, Virginia, New Jersey, and the District of Columbia. Capital One Financial Corporation was founded in 1988 and is headquartered in McLean, Virginia.
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IndustryBanking/Financial Services
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No. of Employees48,800
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Website
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Jobs Posted1924
