FICO

Compliance Analyst - Sr. Auditor

Posted on: 7 Mar 2025

San Jose, CA

Job Description

The Opportunity

“Do you have experience working as a Compliance Analyst - Sr. Auditor in a highly regulated environment such as banking, insurance, consumer lending, or healthcare? Does your experience include developing, conducting and managing a compliance program? This position involves building, execution, and oversight of quality assurance and risk management processes and controls for Business-to-Business (B2B) analytic product development and deployment and Business-to-Consumer (B2C) web-based financial education services.” – VP, Business Operations.

What You’ll Contribute

Manage and maintain the compliance monitoring programs and periodic testing procedures, including planning, reviewing, evaluating risks, identifying improvements to existing controls or designing useful new controls (including cost/benefit analysis), and maintaining applicable documentation for the compliance program.

Independently manage and perform compliance reviews and audits of FICO’s internal business processes and perform compliance reviews of FICO’s third-party vendors while adhering to an established cadence.

Manage third party reviews of FICO, including regulatory compliance reviews.

Develop strong, productive working relationships with internal customers. As a trusted advisor to various business units, maintain a strong grasp of the evolving FICO business model, processes, systems, and associated controls; propose and influence positive change in these areas.

Monitor and escalate as warranted all open compliance findings until satisfactorily resolved.  Prepare reports for senior management on the results and performance of the Compliance Program.  Make recommendations to improve processes, lessen risks to the business, and improve future audit results.

Liaise with FICO’s Corporate Legal Department on developments in State and Federal laws, regulations and policies that could impact the business, including industry best practices related to consumer protection and data security and privacy.

What We’re Seeking

Bachelor's degree in business, Finance or related field preferred.

Experience in a compliance role; preferably in a highly regulated industry.

Good judgment, organizational and analytical skills and keen attention to detail, coupled with excellent verbal and written communication abilities.  Very high commitment to accuracy, thoroughness, and polish of work.

Strong computer skills, specifically with Microsoft Office products including Excel Pivot Tables.

Willingness and ability to research and develop technology solutions to enhance operational efficiencies.

Willingness and ability to learn FICO® Scores business, including basics of the product line; regulatory environment; product management practices and philosophy; basics of analytic and software development and deployment; end-user applications of products and services.

Work experience in the consumer lending industry helpful but not required.

Our Offer to You

An inclusive culture strongly reflecting our core values: Act Like an Owner, Delight Our Customers and Earn the Respect of Others.

The opportunity to make an impact and develop professionally by leveraging your unique strengths and participating in valuable learning experiences.

Highly competitive compensation, benefits and rewards programs that encourage you to bring your best every day and be recognized for doing so.

An engaging, people-first work environment offering work/life balance, employee resource groups, and social events to promote interaction and camaraderie.

The targeted base pay range for this role is: $98,000 to $154,000 with this range reflecting differences in candidate knowledge, skills and experience.

#LI-DAI

#LI-REMOTE

FICO

San Jose, CA

FICO at a Glance

FICO’s groundbreaking use of Big Data and mathematical algorithms to predict consumer behavior has transformed entire industries. The company provides analytics software and tools used across multiple industries to manage risk, fight fraud, build more profitable customer relationships, optimize operations and meet strict government regulations. Many of our products reach industry-wide adoption — such as the FICO® Score, the standard measure of consumer credit risk in the United States. FICO solutions leverage open-source standards and cloud computing to maximize flexibility, speed deployment and reduce costs. The company also helps millions of people manage their personal credit health.

Founded in 1956, FICO introduced analytic solutions such as credit scoring that have made credit more widely available, not just in the United States but around the world. We have pioneered the development and application of critical technologies behind decision management. These include predictive analytics, business rules management and optimization. We use these technologies to help businesses improve the precision, consistency and agility of their complex, high–volume decisions.

A Global Presence

FICO has offices throughout the world serving industries including financial services, health care, insurance, automotive, public sector, retail, pharmaceuticals, telecommunications, travel and hospitality, media and entertainment, high tech and utilities.

Fortune 500 Clients

FICO clients include more than half of the top 100 banks in the world, more than 600 personal and commercial line insurers in North America and Europe including the top 10 US personal lines insurers, 400+ retailers and general merchandisers, including one-third of the top 100 U.S. retailers, 95 of the 100 largest financial institutions in the U.S., and all the 100 largest U.S. credit card issuers and more.

  • Industry
    Banking/Financial Services
  • No. of Employees
    3,400+
  • Jobs Posted
    152