Job Description

ClearBridge Investments is a leading global equity manager with over %24177 billion in assets under management. The firm is committed to delivering long-term results through active management. We have followed this approach for more than 50 years and continue to offer investment solutions that emphasize differentiated stock selection to move our clients forward. Our investment decisions are supported by a robust research platform that conducts in-depth fundamental analysis of individual securities. We integrate environmental, social and governance (ESG) considerations into our fundamental research process in all our investment strategies. As an ESG investor for over 30 years, ClearBridge remains at the forefront among asset managers in promoting and communicating the benefits of including ESG factors when selecting investments and building portfolios.

Owned by Franklin Templeton, ClearBridge operates with investment independence from headquarters in New York and offices in Baltimore, London, San Francisco, Sydney and Wilmington. ClearBridge Investments has been named by Pensions & Investments Magazine (P&I) as one of the Best Places to Work in Money Management for the ninth year in a row. These awards reflect the Firm's diverse and inclusive culture, spirit of collaboration, work/life balance and our ongoing investment in our employees.

At ClearBridge, we believe that diversity and inclusion is essential to our success as an organization. We benefit from the sharing of different perspectives and our varied experiences. ClearBridge is proud to be a diverse company that promotes integrity, respect and teamwork and encourages new ideas and viewpoints. Our commitment to diversity and inclusive is demonstrated through our various recruitment efforts, employee programs, charitable and volunteer efforts.

ClearBridge is seeking a Compliance Analyst to join its New York-based Compliance team. The ideal candidate is one that has a strong attention to detail and strong communication skills.

Primary Responsibilities and Duties

* Conduct compliance reviews as assigned, including guideline monitoring, personal trading, trade blotter review, marketing materials, etc.
* Analyze guideline restrictions and code Charles River IMS, the automated compliance system
* Review trade and investment opportunity allocations, IPOs, cross trades.
* Prepare regulatory filings, monitor concentration of holdings, etc.
* Prepare documentation to support reviews conducted to substantiate compliance monitoring program.
* Interact with entire staff.
* Identify opportunities to enhance monitoring program and materials and work with team towards implementation.
* Raise potential issues to supervisors.



Qualifications:

* Bachelor's degree
* Strong PC skills (Excel and Word)
* Strong communication skills
* Attention to detail
* Knowledge of Charles River IMS or other automated guideline monitoring system a plus
* Department is seeking a self-motivated team player who has the ability and desire to function independently
* Minimum 3 years related work experience preferred
* Adviser or fund compliance background a must

Total Rewards

Our employees have access to a competitive and valuable set of Total Rewards. Our Total Rewards include:

* Health, wellness and risk benefits to protect employees and their families
* Retirement savings, stock purchase and other incentive programs to help employees plan for the future
* Holiday, paid-time-off and other employee programs that support work-life balance
* Support for pursuing certifications, external education and degree programs
* Learning, development and career advancement opportunities
* Ways to get involved in, and give back to, our communities, including paid time off for volunteering and charitable donation matching

ClearBridge is an equal opportunity employer. We are committed to equal employment opportunity for all applicants and existing employees and we evaluate qualified applicants without regard to ancestry, age, color, disability, genetic information.

Franklin Templeton is committed to fostering a diverse and inclusive environment. If you believe that you need an accommodation to search for, or apply for, one of our positions please send an email to accommodations@FranklinTempleton.com. In your email, please include the accommodation you are requesting and the job title and job number you are applying for. It may take up to three business days to receive a response to your request. Please note that only requests for accommodations will receive a response.