Job Description

Background

J.P. Morgan Chase and Co. is a premier corporate and investment bank with a full suite of global financial services and capabilities. The worlds most important corporations, governments, financial institutions, pensions, sovereign wealth organizations, states and municipalities entrust us with their business in more than 100 countries. We offer strategic advice, lend money, raise capital, help manage risk, extend liquidity, buy and sell securities and provide many other banking services in markets around the world.

The KYC Operations team is part of the Digital & Platform Services group within the Corporate and Investment Bank (CIB) division of JPMorgan. Wholesale KYC Onboarding (WKO) has a global footprint with hubs in Asia Pacific, The Americas and EMEA.

The North America WKO Middle Office has teams in New York, Brooklyn, and Tampa. The team is focused on liaising with the Transition Management, the Front Office or the Client to request, gather, review and verify documents to meet KYC requirements as it pertains to new client relationships in the CIB; onboarding incremental business to existing relationships in the CIB, partnering with the WKO Maker teams offshore to ensure the KYC records are completed accurately and on time, and completing a remediation to the JPMorgan Global AML Standards for all active CIB clients.

Requirements:

We are looking for high performing individuals interested in a challenging new opportunity in the WKO Marketing and Sales group. The opening is available for an individual who has experience and understanding in the following areas:

Subject Matter Expert (SME) in the understanding of Customer Due Diligence requirements

CIB Markets products and services

Business and organization structures

A specialist understanding of clients and industries

Navigation of the sales organization

Qualifications:

Ability to work in an environment with high pressure, time sensitive and deal breaking tasks

Orientation to Client and Front Office service

Strong verbal and written communication skills

Participate on a fast-paced dynamic team

Excellent time management and organizational skills

Responsibilities:

Clearly and efficiently communicate to Front Office/Transition Management/Middle Office teams

Coordinate with Sales, Bankers, Relationship Managers, Account Opening teams and clients to acquire outstanding client Customer Due Diligence (CDD) and/or Regulatory documentation

Discuss and escalate with Compliance complex issues surrounding client types and structures, financial products and services, and other AML risk-related issues

Ensure Customer Due Diligence (CDD) and/or Regulatory documentation are accurate and complete when captured in source systems

Escalate client and business issues to senior management

Perform public and internal research to compile AML/Non-AML due diligence information

Manage an active and dynamic pipeline of mandates

Understanding of Legal Entity structures

AML and Regulatory Subject Matter Expert such as FinCEN, MiFid