Job Description

Brandywine Global is hiring a Sr. Portfolio Compliance Analyst for its Philadelphia, PA office. The Compliance Analyst will report to the Manager of Portfolio Compliance (Coding) and will ensure accounts are in compliance with client investment guidelines, restrictions and regulatory requirements.

Primary Responsibilities:

* Review, interpret, clarify and maintain portfolio investment guidelines and restrictions for new and existing clients.
* Establish, code, and test new guidelines and restrictions in the compliance system.
* Special focus on investment guidelines related to regulatory requirements as governed by the laws and rules of the Investment Company Act of 1940, UCITS, ERISA, and various other global regulations that impact our clients.
* Support the portfolio compliance monitoring team with research on pre and post trade compliance alerts and system functionality.
* Work with team members on the establishment of customized or manual processes where investment guideline monitoring cannot be fully automated.
* Carry out special projects and actively support the Manager of Portfolio Compliance in achieving team goals and responsibilities.
* Contribute to the maintenance, improvement and continuous refinement of the portfolio compliance process.



Education & Experience:

* Bachelor's Degree.
* 4-6 years experience in investment management compliance or related experience.
* Extensive knowledge of fixed-income and equity securities, derivatives, benchmarks, and various security classifications and characteristics.
* Understanding of investment and operation's processes, investment systems management, trading and risk management.
* Experience in using spreadsheets, databases, and other desktop applications.
* Familiarity with Bloomberg trading and compliance front end system is a plus.
* Knowledge of the Investment Company Act of 1940, UCITS, ERISA or other global regulations is a plus.
* Excellent interpersonal communication, analytical, organizational, problem-solving and judgement skills.
* Commitment to task and to the team; ability to start and complete specific tasks with motivation and a sense of urgency in a fast-paced environment.

ABOUT US: Brandywine Global, as a Specialist Investment Manager of Franklin Resources, Inc., offers the advantages of an investment boutique backed by the resources and infrastructure of one of the world's leading asset managers. With headquarters in Philadelphia and offices in London1, Singapore2, Toronto3, and Montreal3, we are committed to bringing value to all our relationships.

At Brandywine Global, we believe in the power of value investing. Acting with conviction and discipline, we look beyond short-term, conventional thinking to rigorously pursue long-term value for our clients. Where others see risk, we see potential.

Since 1986, our global experience has provided clients with investment insights and a range of differentiated fixed income, equity, and alternative solutions. We thrive in a culture of debate that encourages ideas, respects diverse viewpoints, and invites candid discussion. By challenging one another and conventional thinking, we make better investment decisions and create value for our clients. Learn more about our Company by visiting us on the web, https://brandywineglobal.com/

Brandywine Global is an Equal Opportunity Employer