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OPS INVESTMENT BANKING MANAGER BUSINESS EXECUTION I
Posted on: 23 Nov 2022
Exton, PA
Job Description
What does the job entail?
The supervisor of CIB Onboarding will oversee the end-to-end counterparty onboarding process, including KYC, product-specific document collection, and hand-off to Front Office, Compliance, Credit and Legal.
Responsibilities
Supervise a team of 6-10 onboarding specialists and QA staff performing counterparty onboarding for CIB USA
Meet with business to conduct workload planning, review status of key onboardings, and prioritize open requests
Work with various stakeholders to help resolve escalated issues
Liaise with various groups, including Legal, Compliance, Credit, and Operations, to remove roadblocks
Provide guidance and oversight to onboarding team with respect to policies, priorities and procedures
Identify and execute process improvements and provide expert support on key process and technology initiatives
Oversee risk-related customer due diligence review process
Education/Experience
5-7 years’ experience in a relevant supervisory/management or operations role within financial services
In-depth knowledge of AML, OFAC, FATCA, and KYC procedures and requirements (CAMS certification a plus)
Expert knowledge of trade lifecycle and investment bank operations and products
Strong process and project management skills, analytical abilities, and excellent communication skills with all levels of staff and management
Ability to successfully motivate teams to deliver high quality and timely results
Lic/Cert/Reg
Required: 99 OR Series 7, or willingness to get
ACAMS preferred
BBVA
Birmingham, AL
BBVA is a global company with over 160 years of history operating in more than 30 countries where we provide services to more than 79 million customers. We are more than 125,000 professionals working in multidisciplinary and diverse teams that include financial and legal experts, data scientists, developers, engineers, and designers.
At BBVA, we are ahead of the transformation that is taking place in the banking sector, challenging the status quo, to make life easier for our customers.
BBVA USA Bancshares, Inc. is a Sunbelt-based bank holding company whose principal subsidiary, BBVA, operates 649 branches, including 336 in Texas, 89 in Alabama, 63 in Arizona, 61 in California, 45 in Florida, 37 in Colorado and 18 in New Mexico. BBVA ranks among the top 25 largest U.S. commercial banks based on deposit market share and ranks among the largest banks in Alabama (2nd), Texas (4th) and Arizona (6th).
BBVA has been recognized as one of the leading small business lenders by the Small Business Administration (SBA) and ranked 6th nationally in the total number of SBA loans originated in fiscal year 2017. BBVA's mobile app earned the 2019 Javelin Mobile Banking Leader award for functionality for the sixth consecutive year in Javelin Strategy & Research's Mobile Banking Financial Institution Scorecard.
What We Stand For
BBVA understands that every individual and company has unique dreams and ambitions, needs and wants. We realize that few take the same path in the faster, busier, and more complex world we live in. We get it. Whichever path you choose, and whenever you need us, we want to create opportunities for your next steps. From the smallest moment, to the largest personal or professional life event, BBVA is there for you.
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IndustryBanking/Financial Services
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No. of Employees125,000+
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Website
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Jobs Posted112
