Vice President, Corporate Counsel
Posted on: 10 Jan 2022
Newark, NJ
Job Description
Job Description
Job Classification:
Corporate - Legal and Compliance
Prudential’s Law, Compliance, Business, Ethics (LCBE) division has an exciting opportunity and is seeking a Vice President, Corporate Counsel to work with our Prudential Advisor’s Retail Advice and Solutions team; an organization with end-to-end accountability for delivering holistic financial advice and solutions across the entire advice continuum.
Primary Duties and Responsibilities:
•Providing thought leadership and support as a key member of the distribution legal team
•Address full range of issues related to investment advisory business
•Providing strategic advice to the business on new initiatives
•Interacting with senior business leaders
•Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance
•Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations
•Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products
•Keeping senior management and other personnel informed on pertinent legal and regulatory developments
•Perform special projects as assigned
• Some travel is required
Prudential
Newark, NJ
Prudential Financial, Inc., through its subsidiaries, provides insurance, investment management, and other financial products and services. It operates through PGIM, U.S. Workplace Solutions, U.S. Individual Solutions, and International Insurance divisions. The PGIM division offers an array of asset management and advisory services related to public and private fixed income, public equity and real estate, commercial mortgage origination and servicing, and mutual funds and other retail services to institutional, private, and sub-advisory clients, as well as to insurance company separate accounts, government sponsored entities, and the general account.
The U.S. Workplace Solutions division provides a range of retirement investment, and income products and services to retirement plan sponsors in the public, private, and not-for-profit sectors; and group life, long-term and short-term group disability, and group corporate-, bank-, and trust-owned life insurance in the United States, primarily to institutional clients for use in connection with employee plans and affinity groups.The U.S. Individual Solutions division develops and distributes individual variable and fixed annuity products, principally to the mass affluent and affluent markets; and individual variable, term, and universal life insurance products to the mass middle, mass affluent, and affluent markets in the United States.
The International Insurance division develops and distributes individual life insurance, retirement, and related products to the mass affluent and affluent markets in Japan, Korea, and other foreign countries, as well as middle income and mass affluent markets. The company offers its products and services to individual and institutional customers through its proprietary and third-party distribution networks. Prudential Financial, Inc. was founded in 1875 and is headquartered in Newark, New Jersey.
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IndustryInsurance
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No. of Employees50,492
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Website
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Jobs Posted2329
