Principle Associate, Risk Specialist
Posted on: 6 Apr 2021
Mclean, VA
Job Description
1750 Tysons (12023), United States of America, McLean, Virginia
Principle Associate, Risk Specialist
As a Principal Risk Specialist in Capital Ones Small Business Bank Risk Office you will be responsible for working with business partners to identify and consult on potential risks to Capital One. This requires strong collaboration with Legal, Compliance, Risk Management, and other business partners to ensure profitable and customer-friendly business strategies and efforts are compliant and well-managed.
Responsibilities:
Partner closely with Small Business Bank teams to enable strategies while protecting Bank reputation and our customers through the following:
Risk Management:
* Manage risk across Small Business Bank and prepare assessments for Leadership
* Identify and resolve risk events / issues impacting customers stemming from process breakdowns or other problems, developing permanent corrective actions
* Partner with Small Business Bank to document policies, processes, standards, and procedures to facilitate/demonstrate compliance with laws and regulations
* Develop and implement risk management controls
* Implement new compliance or risk initiatives sponsored at a corporate or Bank-level
* Ensure proper governance for the business and coordinate responses to second line requests
* Influence leaders and leverage business partners across the organization to drive results
Process Assessments:
* Conduct Risk Assessments of new strategies and efforts for Risk and Regulatory Compliance and help develop right solutions
* Support teams through unstructured problems and manage change while demonstrating superior problem-solving skills, strong business judgment, and executive presence
* Build strong cross functional partnerships within the Small Business Bank and corporate partners
Basic Qualifications:
* Bachelors Degree or military experience
* At least 2 years of Risk Management or Project Management or Process Support experience
Preferred Qualifications:
* 3+ years experience within banking
* 3+ years experience managing and implementing risk management controls
* Masters Degree
At this time, Capital One will not sponsor a new candidate for employment authorization for this position.
Capital One
McLean, VA
Capital One Financial Corporation operates as the bank holding company for the Capital One Bank (USA), National Association; and Capital One, National Association, which provides various financial products and services in the United States, the United Kingdom, and Canada. It operates through three segments: Credit Card, Consumer Banking, and Commercial Banking.
The company offers non-interest-bearing and interest-bearing deposits, such as checking accounts, money market deposit accounts, negotiable order of withdrawals, savings deposits, and time deposits. It also provides credit card loans; auto, home, and retail banking loans; and commercial and multifamily real estate, commercial and industrial, and small-ticket commercial real estate loans. In addition, the company offers credit and debit card products; online direct banking services; and treasury management and depository services.
It serves consumers, small businesses, and commercial clients through the Internet and mobile banking, as well as through Cafés, ATMs, and branches located in New York, Louisiana, Texas, Maryland, Virginia, New Jersey, and the District of Columbia. Capital One Financial Corporation was founded in 1988 and is headquartered in McLean, Virginia.
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IndustryBanking/Financial Services
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No. of Employees48,800
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Website
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Jobs Posted1924
