Job Description

Your Opportunity
In Operational Services, we play a critical role in helping clients achieve their financial goals. We are focused on partnering with clients and our business partners who support them to ensure every interaction with Schwab is simple and easy - whether its processing corporate actions, performing trade orders reviews, assisting with estate planning, or answering hotline calls. Were also focused on safeguarding our clients' and firms' assets supporting Schwabs vision of being the most trusted leader in investment services.

The Trading Operations Organization is responsible for managing critical firm trading functions within the Charles Schwab & Co. broker dealer. These would include venue management and execution quality, monitoring of trading partners, monitoring of trading system availability and connectivity, fraud detection and prevention, risk management, and regulatory reporting.

What you are good at

As a Trading Operations Specialist, you will leverage your deep trading expertise to support both internal and external business partners in the trading process. This support will include mitigating risk, consulting on complex equity/option trades, and handling trade errors and disputes. You will also liaison with our external execution partners, advocating on behalf of our clients. The successful candidate will also be expected to act as subject matter expert on projects related to improving internal trading systems.

What you have

* In depth knowledge of Equity and Option market structure
* In depth knowledge of trading systems and execution strategies
* Ability to manage trading risk by consulting with business partners, and end-clients
* Bachelors degree or 5-7 years related financial services work experience
* Experience working with Agile Development
* Demonstrated success with process improvement methodology
* Understanding of SEC regulatory environment
* Excellent communication skills-written and verbal
* Integrity, enthusiasm, professionalism, and a commitment to ethical behaviors
* Strong interpersonal skills
* Proven analytical, and critical-thinking skills
* Ability to prioritize and deliver results in a fast paced work environment
* FINRA Series 7 & 63 licenses required
* Series 57 or 9/10 or 24, or ability to obtain within 6 mos
* FINRA Series 3 a plus









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Why work for us?

Own Your Tomorrow embodies everything we do! We are committed to helping our employees ignite their potential and achieve their dreams. Our employees get to play a central role in reinventing a multi-trillion-dollar industry, creating a better, more modern way to build and manage wealth.

Benefits: A competitive and flexible package designed to empower you for today and tomorrow. We offer a competitive and flexible package designed to help you make the most of your life at work and at hometoday and in the future. Explore further.

Schwab is committed to building a diverse and inclusive workplace where everyone feels valued. As an Equal Opportunity Employer, our policy is to provide equal employment opportunities to all employees and applicants without regard to any status that is protected by law. Please click here to see the policy.

Schwab is an affirmative action employer, focused on advancing women, racial and ethnic minorities, veterans, and individuals with disabilities in the workplace. If you have a disability and require reasonable accommodations in the application process, contact Human Resources at applicantaccessibility@schwab.com or call 800-275-1281.

TD Ameritrade, a subsidiary of Charles Schwab, is an Equal Opportunity Employer. At TD Ameritrade we believe People Matter. We value diversity and believe that it goes beyond all protected classes, thoughts, ideas, and perspectives.

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