Compliance and Operational Risk Analyst
Posted on: 15 Mar 2021
Weehawken, NJ | Chicago, IL
Job Description
Your role
Are you ready to work in the second line of defense for a top international financial institution? Are you interested in enhancing your risk or compliance knowledge and skills?
We are looking for someone like this to:
• support rule mapping projects and working with team members across various regions to ensure consistency globally
• take the initiative in learning and applying new skills and applicable regulations
• assist in the performance of ad-hoc reviews of key controls owned by Group Operations
• perform second-line-of-defense activities
Your team
You will be part of the Global Compliance and Operational Risk Compliance Group Functions (C&ORC) team in the US, and you will play a vital role in seeing that the necessary risk frameworks are appropriately embedded in the region.
You will be engaged in second line of defense activities and partner with team members to meet deliverables.
Your expertise
• a Bachelor’s degree or equivalent in related field
• ideally at least 2 years of prior work experience in a relevant field
• advanced skills with MS Office (Excel, PowerPoint, Word)
• interested in compliance and risk frameworks
• present and respond effectively to internal stakeholders
• experienced in handling highly confidential/sensitive information with a high degree of discretion
UBS Group AG
New York, New York
UBS Group AG, together with its subsidiaries, provides financial advice and solutions to private, institutional and corporate client worldwide. It operates through four divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and Investment Bank. The Global Wealth Management division offers investment advisory and solutions to private clients, and high and ultra high net worth clients. This segment provides corporate and banking, lending, wealth planning, investing, lending, asset protection, and philanthropy services, as well as family office services.
The Personal & Corporate Banking division provides financial products and services to private, corporate, and institutional clients. The Asset Management division offers investment products and services comprising equities, fixed income products, hedge funds, real estate and private markets, indexed and alternative beta strategies, and asset allocation and currency investment strategies; customized multi-asset, advisory, and fiduciary services; multi-manager hedge fund solutions and advisory services; and fund corporate governance and white-labeling services.
The Investment Bank division provides advisory, debt and equity capital market, and financing solutions; and market lending services for global wealth management, personal and corporate banking, and asset management businesses serving the corporate, institutional, and wealth management clients. This division also offers cash, derivatives, and financing; foreign exchange, precious metals, rates, and credit; and securities research services. The company was formerly known as UBS AG and changed its name to UBS Group AG in December 2014. UBS Group AG was founded in 1862 and is headquartered in Zurich, Switzerland.
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IndustryBanking/Financial Services
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No. of Employees69,437
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Website
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Jobs Posted172
