Regulatory Analysis and Reporting - IC1 Assists with supporting Business Risk and Control managers to ensure risk culture and controls environment meet standards set as a first line of defense. Assists with the implementation of policies, procedures and controls that maintain the accuracy of data being reported. Participates in plans and programs that help automate the regulatory reporting process and limitation of control gaps. Supports more senior team members in maintaining the appropriate risk culture. Assists in root cause analyses to determine where there are control gaps. May contribute to the execution of programs to address them. Works to gain a good understanding of the processes and products within the relevant systems from which regulatory reports are created. Conducts data cleansing/remediation activities as required. Prepares reports. Reviews accuracy of reports and calculations performed by more junior team members. Accountable for a portion of the attestation process. Confirms affirmation with more senior team members prior to signing-off on the integrity of the data delivered. Is beginning to build effective working relationships with internal and external stakeholders to remove barriers to successful regulatory reporting implementation. No direct reports. Provides guidance to more junior team members as needed. Contributes to the achievement of team objectives.
Qualifications
Bachelors degree or the equivalent combination of education and experience is required. 0-3 years of experience preferred. Experience in the securities or financial services industry preferred.
New York, New York
The Bank of New York Mellon Corporation provides a range of financial products and services to institutions, corporations, and high net worth individuals in the United States and internationally. The company operates through two segments, Investment Management and Investment Services. It offers investment management, custody, foreign exchange, fund broker-dealer, collateral and liquidity, clearing, corporate trust, global payment, trade finance, and cash management services, as well as securities finance and depositary receipts. The company also provides mutual funds, separate accounts, and wealth management and private banking services; and trust and registered investment advisory services. In addition, it engages in leasing, corporate treasury, derivative and other trading, corporate and bank-owned life insurance, renewable energy investment, and business exit activities. The Bank of New York Mellon Corporation was founded in 1784 and is headquartered in New York, New York.