Analyst - Compliance Reporting Services
Posted on: 5 Mar 2021
Boston, MA
Job Description
Job Responsibilities
1. Primarily responsible for providing day to day support to internal and external clients in relation to compliance reporting initiatives.
2. Participate in project management efforts and large scale client relationships; contribute to the daily management of complex 40 Act and Pension and/or Advisor client requests thoughtfully and independently.
3. Also responsible for oversight and strategic planning for the department's post-trade investment guideline reporting process and report distribution.
4. Provide compliance-related guidance and regulatory expertise to large clients, by review and interpretation of client mandates; present product capabilities and regulatory impacts to clients and prospective clients.
5. Partner with internal functional groups and clients in implementation and oversight of product enhancements and technology improvements.
Qualifications
1. Bachelor's Degree in Finance, Accounting, or related field or equal experience
2. Preferably, 1 3 years of related industry experience, either in Trade Compliance Monitoring,
Investment Operations, or Client Service
3. Client Service skills, for large and complex Asset Managers / Owners and/or
Investment Advisors, preferred
4. Solid understanding of Fixed Income and Equity markets
5. Must have effective verbal and written communication skills; ability to communicate with
all levels inside and outside an organization.
Other Ideal Qualifications:
1. At least 1 years of compliance testing experience with the Investment Company Act of
1940 and/or Investment Advisers Act of 1940
2. Experience with portfolio management compliance systems
3. Experience advising management and clients of issues and recommending corrective
actions
4. Strong financial instrument knowledge, including Derivatives
JPMorgan Chase & Co.
New York, New York
JPMorgan Chase & Co. operates as a financial services company worldwide. It operates in four segments: Consumer & Community Banking (CCB), Corporate & Investment Bank (CIB), Commercial Banking (CB), and Asset & Wealth Management (AWM). The CCB segment offers deposit and investment products and services to consumers; lending, deposit, and cash management and payment solutions to small businesses; mortgage origination and servicing activities; residential mortgages and home equity loans; and credit card, payment processing, auto loan, and leasing services.
The CIB segment provides investment banking products and services, including corporate strategy and structure advisory, and equity and debt markets capital-raising services, as well as loan origination and syndication; cash management and liquidity solutions; and cash securities and derivative instruments, risk management solutions, prime brokerage, and research.
This segment also offers securities services, including custody, fund accounting and administration, and securities lending products for asset managers, insurance companies, and public and private investment funds. The CB segment provides financial solutions, including lending, treasury, investment banking, and asset management to corporations, municipalities, financial institutions, and nonprofit entities, as well as financing to real estate investors and owners.
The AWM segment offers investment and wealth management services across equities, fixed income, alternatives, and money market fund asset classes; multi-asset investment management services; retirement products and services; and brokerage and banking services comprising trusts, estates, loans, mortgages, and deposits. The company also provides ATM, digital covering online and mobile, and telephone banking services. JPMorgan Chase & Co. has a collaboration agreement with Chicagoland Chamber of Commerce. The company was founded in 1799 and is headquartered in New York, New York.
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IndustryBanking/Financial Services
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No. of Employees255,998
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Website
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Jobs Posted9051
