Capital One

Compliance Privacy Advisor Manager- Enterprise Services

Posted on: 25 Feb 2021

Mclean, VA

Job Description

McLean 1 (19050), United States of America, McLean, Virginia

Compliance Privacy Advisor Manager- Enterprise Services

Capital One takes privacy and data ethics seriously. As a company, we are working to set compliant and customer-focused privacy policy, create privacy products for our customers, and ensure we infuse privacy into everything we build and do.

The Capital One Privacy Compliance team is seeking an all-star Compliance Privacy Advisor Manager with a passion for mitigating privacy risk at a technologically-focused financial institution. The Compliance Privacy Advisor Manager will join our Privacy Compliance Team to support our Enterprise Services business partners and will perform key privacy compliance activities, helping to manage privacy risk across the company.

As a Compliance Privacy Manager, you will support our Privacy and Data Ethics business office within Enterprise Services. Working closely with the business, legal, tech, and risk partners, you will be a go-to resource on issues related to complying with current and emerging privacy laws and managing privacy risk. You will also help ensure adherence to our Compliance Management Policy by providing advice and effective challenge to our business partners and by performing a key reporting function to understand privacy risk trends across the company. You will operate at the intersection of financial services, technology, and privacy risk, and you will brainstorm, problem-solve, and innovate to assess and manage privacy risks in a challenging and evolving space.

We are looking for an individual who is collaborative, inquisitive, and enthusiastic about privacy and technology. Youll need strong analytical and organizational skills, great judgment, and the ability to work effectively and independently in a fast-paced environment with complex issues that may arise. We are looking for someone with an ownership mentality who also enjoys being part of a team and who can interact with and influence others across departments and job levels. A good sense of humor is also a plus!

Responsibilities:

* Maintain expert knowledge of applicable laws, regulations, and supervisory guidance, such as FCRA, FACTA, TCPA, HIPAA, CAN-SPAM, GLBA, CCPA/CPRA, and FFIEC guidance; keeping up with and advising the business on current and emerging developments

* Provide effective challenge and advice through regular interaction with business partners, both 1:1 and in group settings, to influence process development, procedures, controls and monitoring

* Serve as a credible business partner representing the Compliance organization to other risk teams, line of business teams and leaders

* Exercise sound judgment to effectively assess and balance risk when providing compliance advice to the business

* Partner with other risk management and Compliance colleagues, including testing teams and third party compliance management

* Establish and/or validate applicability of laws and regulations to business processes

* Assess the adequacy of controls over legal and regulatory requirements and business line monitoring of those controls

* Develop metrics for understanding privacy risk across the company and participate in reporting activities used by Senior Leadership.

* Assess the compliance impact of operational breakdowns or findings and advise business during remediation

* Review applicable customer complaints and provide guidance on potential compliance impact

* Perform or advise on process level compliance risk assessments and document risk rationale

* Assist in capturing, maintaining, and analyzing compliance data to support advising on risk and adherence to our compliance management program

* Evaluate line of business initiatives and participate in complex projects to identify potential compliance risk, identify opportunities to mitigate risk, and escalate as needed

Ideal Candidate:

* A strategic, collaborative, energetic and solution-oriented style

* Ability to balance operating independently with appropriate escalation to leadership

* Ability to quickly adapt and thrive in a fast-paced dynamic environment and highly regulated industry

* Ability to navigate ambiguous situations

* Ability to distill nuanced privacy risks and highlight comprehensive trends across lines of business

* Highly developed interpersonal, presentation, and communications skills (written and oral) coupled with strategic influencing and negotiation skills to perform effective challenge and to reach agreement among various stakeholder groups

* Team player with creativity, resourcefulness, a passion for problem-solving, and an ability to build relationships with associates across functions, business lines, and levels

* Strong project management, process management, and organizational skills

* Ability to prioritize and clearly articulate trade-offs while also maintaining flexibility as the situation changes

* The highest ethical standards and integrity, with discretion in handling highly sensitive or confidential issues

Basic Qualifications:

* Bachelors degree or military experience

* At least 3 years of compliance, risk management, legal, regulatory examiner, or audit experience

Preferred Qualifications:

* Masters or Juris Doctor degree

* At least 6 years of compliance, risk management, legal, regulatory examiner, or audit experience

* Certified Regulatory Compliance Manager (CRCM), Certified Compliance and Ethics Professional (CCEP), Certified Risk Professional (CRP), or CIPP (Certified International Privacy Professional)

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Capital One

McLean, VA

Capital One Financial Corporation operates as the bank holding company for the Capital One Bank (USA), National Association; and Capital One, National Association, which provides various financial products and services in the United States, the United Kingdom, and Canada. It operates through three segments: Credit Card, Consumer Banking, and Commercial Banking.

The company offers non-interest-bearing and interest-bearing deposits, such as checking accounts, money market deposit accounts, negotiable order of withdrawals, savings deposits, and time deposits. It also provides credit card loans; auto, home, and retail banking loans; and commercial and multifamily real estate, commercial and industrial, and small-ticket commercial real estate loans. In addition, the company offers credit and debit card products; online direct banking services; and treasury management and depository services.

It serves consumers, small businesses, and commercial clients through the Internet and mobile banking, as well as through Cafés, ATMs, and branches located in New York, Louisiana, Texas, Maryland, Virginia, New Jersey, and the District of Columbia. Capital One Financial Corporation was founded in 1988 and is headquartered in McLean, Virginia.

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