Lead Analyst, Regulatory Oversight Management
Posted on: 12 Feb 2021
Pittsburgh, PA
Job Description
Regulatory Oversight Management - IC1 Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations and related policies. Performs research and analyzes relevant information and transactions that warrant further investigation. Communicates with internal and external parties as needed and makes recommendations on necessary procedural/control changes on regulatory oversight management matters. This position requires knowledge of the Financial Services Industry, trade and transaction reporting regulations, risk and compliance, and operations. Builds out and drive change across key programs of work, including RCSA (Risk and Controls Self-Assessment), KPI and KRI (key performance / risk indicators) development, audit and compliance monitoring coordination, incident / operational risk event oversight, control inventories, data privacy and dissemination, resiliency, third party governance and service reviews, service level descriptions and skills assessments. Strong oral and written communication skills and the ability to implement compliance policies and procedures. Verify practices against straightforward policies, with moderate supervision. Document findings for management reports. Gathers data and prepares materials for more senior team members to counsel business personnel on first line of defense compliance with policies. No direct reports. Contributes to the achievement of team objectives. Works on projects of limited size and levels of complexity.
Qualifications
Bachelors degree or the equivalent combination of education and experience is required. Advanced/graduate degree preferred. 0-3 years of total work experience preferred.
BNY Mellon
New York, New York
The Bank of New York Mellon Corporation provides a range of financial products and services to institutions, corporations, and high net worth individuals in the United States and internationally. The company operates through two segments, Investment Management and Investment Services. It offers investment management, custody, foreign exchange, fund broker-dealer, collateral and liquidity, clearing, corporate trust, global payment, trade finance, and cash management services, as well as securities finance and depositary receipts. The company also provides mutual funds, separate accounts, and wealth management and private banking services; and trust and registered investment advisory services. In addition, it engages in leasing, corporate treasury, derivative and other trading, corporate and bank-owned life insurance, renewable energy investment, and business exit activities. The Bank of New York Mellon Corporation was founded in 1784 and is headquartered in New York, New York.
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IndustryBanking/Financial Services
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No. of Employees49,800
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Website
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Jobs Posted1742
