Job Description

Did you know that Zions Bancorporation is one of the nations premier financial services companies with total assets exceeding $70 billion? With local management teams at the helm in 11 western states, Zions is dedicated to making a difference in their local communities. At Zions, we havent forgotten who keeps us in business, meaning were committed to the success of our customers, and our employees. Here, the possibilities are endless come for a job, stay for a career.

Zions Bancorp has just opened an opportunity for a Compliance Testing Officer based in our corporate headquarters in downtown Salt Lake City. If you are ready to move to your next career opportunity, this may be the one. This position requires an investigative mindset and an ability to collaborate cross-functionally. The ideal candidate will have an inquisitive personality that always wants to learn and can thrive in a diverse and fast-paced environment. Position can also be based in Salt Lake City, UT, Houston TX or Las Vegas NV

Compliance Officer - Testing

* Conduct risk-based periodic testing of 1st line of defense activities for compliance with consumer compliance laws and regulations
* Perform testing of controls in place to mitigate compliance risk
* Research and understand 1st line of defense products, services and control processes
* Research and understand consumer compliance laws and regulations
* Assist management with the development of all phases of compliance testing including scope, planning, data analytics, sample selection, report review and root cause determination Implement changes to policies and procedures as needed
* Work with management and staff in area of organization affected by alterations in business practices to ensure understanding and implementation in compliance with regulatory expectations
* Serve as a liaison between compliance and business lines across the organization
* Coordination and communication inside the company
* Work with management to resolve issues and address deficiencies
* Other duties as assigned

Qualification:

* Requires a bachelors degree
* 2-4+ years of Compliance, Risk or Internal Audit experience
* Advance certification preferred including CRCM, CIA, CAMS etc.
* A combination of education and experience may meet requirements
* Expert knowledge of an effective Compliance Management System including compliance policies, procedures, regulations and laws
* Must have good communication, analysis, organization skills
* Conflict resolution ability is a must
* Applies advanced principles, theories and concepts
* Contributes to the development of new principles and concepts
* Knowledge of auditing platforms and applications
* Ability to work on, and track multiple tasks and priorities
* Highly motivated with the ability to be proactive, take initiative, carefully monitor, follow through and complete projects/responsibilities in a professional and timely manner
* Strong interpersonal and communication skills including the ability to freely and comfortably with staff and management at all levels
* Highly proficient with Microsoft Office and time management