Regional Operations Manager - Brokerage
Posted on: 1 Feb 2021
Atlanta, GA
Job Description
Regular or Temporary:
Regular
Language Fluency: English (Required)
Work Shift:
1st shift (United States of America)
Please review the following job description:
This position reports to the Senior Regional Operations Manager and manages the daily operations duties of the Regional Office (market). This position is responsible for supervising the licensed sales staff as well as support staff, training region staff on new operational processes and procedures, handles operations issues and specialized operations functions, resolving matters with SunTrust Securities (Truist) corporate management as appropriate. Monitors FINRA registrations. Ensures accurate Accounts Payable processing, monitors expenses/budget, manages office administrative processes, coordinates Human Resources issues and the transition and onboarding of new Financial Advisors. The employee will have strong written and oral communication skills, along with strong decision making and judgment skills, be detail oriented and able to work independently while juggling multiple priorities.
Minimum Requirements:
FINRA Series 7, 63/65 or 66, 24, and Life, Health and Variable insurance licenses required. 5 years businesses experience with an emphasis in operations or administration. Must have supervisory experience or exhibit the ability to supervise.
Preferred Requirements:
Possess a minimum of 5 7 years businesses experience in retail brokerage with an emphasis in operations or administration.
SunTrust Banks
Atlanta, GA
SunTrust Banks, Inc. operates as the holding company for SunTrust Bank that provides various financial services for consumers, businesses, corporations, institutions, and not-for-profit entities in the United States. It operates in two segments, Consumer and Wholesale. The Consumer segment provides deposits and payments; home equity and personal credit lines; auto, student, and other lending products; credit cards; discount/online and full-service brokerage products; professional investment advisory products and services; and trust services, as well as family office solutions. This segment also offers residential mortgage products in the secondary market.
The Wholesale segment provides capital markets solutions, including advisory, capital raising, and financial risk management; asset-based financing solutions, such as securitizations, asset-based lending, equipment financing, and structured real estate arrangements; cash management services and auto dealer financing solutions; investment banking solutions; and credit and deposit, fee-based product offering, multi-family agency lending, advisory, commercial mortgage brokerage, and tailored financing and equity investment solutions. This segment also offers treasury and payment solutions, such as operating various electronic and paper payment types, which comprise card, wire transfer, automated clearing house, check, and cash; and provides services clients to manage their accounts online.
The company offers its products and services through a network of traditional and in-store branches, automated teller machines, Internet, mobile, and telephone banking channels. As of December 31, 2018, it operated 1,218 full-service banking offices located in Florida, Georgia, Virginia, North Carolina, Tennessee, Maryland, South Carolina, and the District of Columbia. SunTrust Banks, Inc. was founded in 1891 and is headquartered in Atlanta, Georgia.
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IndustryBanking/Financial Services
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No. of Employees22,899
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Website
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Jobs Posted2598
