Internal Audit, Merchant Banking, Associate - Dallas
Posted on: 1 Feb 2021
Dallas, TX
Job Description
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INTERNAL AUDIT
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firms compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. Were looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firms operations and control processes.
Assist with audit project execution related to the Merchant Banking Division.
Responsibilities include:
* Assist with planning and scoping processes and discussions, including meeting with stakeholders to understand key business processes and identify key risks and controls for assessment
* Analyze and document assessments related to the adequacy of design and operating effectiveness of controls to mitigate the key risk identified
* Assessment of the risk, impact and proposed remediation of issues identified on reviews; assist with preparation of audit report
* Perform follow up and assess stakeholder remediation of action plans based on findings identified within audits
* Participate in continuous monitoring processes, including regular meetings with stakeholders to assess changes in the control environment, impact of incidents and other matters that may impact coverage scope areas and the audit plan; assist in developing executive summaries for discussion and presentation to senior audit management
* Participate in risk assessment processes and evaluations; work closely with global team members on other strategic initiatives, including continued buildout of data analytics capabilities
Qualifications:
* 3-5 years of experience in internal audit experience
* 4-year degree in a finance, accounting, or quantitative discipline; graduate degree in relevant disciplines a plus
* Relevant certification or industry accreditation (e.g., CPA, CFA, CIA) is a plus
* Technical knowledge and experience auditing equity/debt/real estate investing activities
* Experience in audit execution and testing, including performing walkthroughs with stakeholders and presenting results of work performed to management
* Experience with data analytics and agile audit is a plus
Goldman Sachs
New York, New York
The Goldman Sachs Group, Inc. operates as an investment banking, securities, and investment management company worldwide. It operates in four segments: Investment Banking, Institutional Client Services, Investing & Lending, and Investment Management. The Investment Banking segment provides financial advisory services, including strategic advisory assignments related to mergers and acquisitions, divestitures, corporate defense activities, restructurings, spin-offs, and risk management; and underwriting services, such as debt and equity underwriting of public offerings and private placements of various securities and other financial instruments, as well as derivative transactions with public and private sector clients.
The Institutional Client Services segment is involved in client execution activities related to making markets in cash and derivative instruments for interest rate products, credit products, mortgages, currencies, commodities, and equities; and provision of securities services comprising financing, securities lending, and other brokerage services, as well as the marketing and clearing of client transactions on various stock, options, and futures exchanges.
The Investing & Lending segment invests in and originates longer-term loans; and makes investments in debt securities and loans, public and private equity securities, and infrastructure and real estate entities, as well as provides unsecured and secured loans through its digital platforms. The Investment Management segment offers investment management services; and wealth advisory services consisting of portfolio management, financial planning and counseling, and brokerage and other transaction services. The company serves corporations, financial institutions, governments, and individuals. The Goldman Sachs Group, Inc. was founded in 1869 and is headquartered in New York, New York.
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IndustryBanking/Financial Services
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No. of Employees35,900
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Website
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Jobs Posted925
